Compliance/Supervision Consultant.

Company: Genesis10
Location: Madison
Posted on: February 4, 2025

Job Description:

Genesis10 is seeking a Compliance/Supervision Consultant for a 6-8+ month, 100% remote from home, contract position. This role is with an insurance company based in Milwaukee, WI.

Any additional information you require for this job can be found in the below text Make sure to read thoroughly, then apply.

Responsibilities: Will approve accounts, provide principal support, and educate the field on best practices
Support advisors and clients in reviewing different investment transactions (new accounts, subsequent transactions, monitoring trades) to ensure compliance with regulations and company policies
Field calls from our financial representatives to advise on our compliance procedures and help them with their business
Support phone queue (30 hours/week) and processing (10 hours/week)


Requirements: Bachelor's degree 2-3 years of financial industry experience
Series 7/24 (Series 9/10 are a plus)
Experience with Microsoft word/excel, adobe, and SharePoint


Preferred Experience: New accounts, advisory, brokerage, and annuities experience
Client series 9/10


Compensation:

Only candidates available and ready to work directly as Genesis10 employees will be considered for this position.

If you have the described qualifications and are interested in this exciting opportunity, please apply!

About Genesis10:
Ranked a Top Staffing Firm in the U.S. by Staffing Industry Analysts for six consecutive years, Genesis10 puts thousands of consultants and employees to work across the United States every year in contract, contract-for-hire, and permanent placement roles. With more than 300 active clients, Genesis10 provides access to many of the Fortune 100 firms and a variety of mid-market organizations across the full spectrum of industry verticals.

For contract roles, Genesis10 offers the benefits listed below. If this is a perm-placement opportunity, our recruiter can talk you through the unique benefits offered for that particular client.

Benefits of Working with Genesis10: --- Access to hundreds of clients, most who have been working with Genesis10 for 5-20+ years.
--- The opportunity to have a career-home in Genesis10; many of our consultants have been working exclusively with Genesis10 for years.
--- Access to an experienced, caring recruiting team (more than 7 years of experience, on average.)
--- Behavioral Health Platform
--- Medical, Dental, Vision
--- Health Savings Account
--- Voluntary Hospital Indemnity (Critical Illness & Accident)
--- Voluntary Term Life Insurance
--- 401K
--- Sick Pay (for applicable states/municipalities)
--- Commuter Benefits (Dallas, NYC, SF)

For multiple years running, Genesis10 has been recognized as a Top Staffing Firm in the U.S., as a Best Company for Work-Life Balance, as a Best Company for Career Growth, for Diversity, and for Leadership, amongst others. To learn more and to view all our available career opportunities, please visit us at our website.

Genesis10 is an Equal Opportunity Employer. Candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
Remote working/work at home options are available for this role.

Keywords: Genesis10, West Allis , Compliance/Supervision Consultant., Professions , Madison, Wisconsin